Blog
AI representation risk, written for compliance.
The Marketing Rule, books and records, and what an exam-ready AI oversight file actually looks like.
Regulation
AI is in nearly every 2026 SEC exam. The question is whether you have a file.
The SEC's FY2026 examination priorities weave AI oversight through nearly every exam area, and examiners will check whether representations match reality. What a defensible answer looks like.
Industry
Your next client will ask AI about your firm before they ever call you.
Half of consumers now use AI for savings and investment decisions, and adoption jumped fivefold in a year. What AI says about your firm is now part of your prospect pipeline.
Liability
Courts are deciding who pays when AI gets a business wrong. Don't wait for the verdict.
From a nine-figure claim against Google to a first-of-its-kind German ruling, AI misstatement liability is being litigated now. The firms that fare best will hold dated records.